Stop Fraud, whistleblower rewards

The SEC Office of the Whistleblower posts Notices of Covered Action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million. Subject to the Final Rules, individuals who voluntarily provided the Commission with original information after July 21, 2010 that led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. Once a Notice of Covered Action is posted by the SEC, individuals have 90 calendar days to apply for an award.  Click “Continue Reading” to view the list.

Click here for SEC whistleblower Resources.

NOTICE NO. ACTION NOTICE DATE CLAIM DUE DATE

2017-62
Paul A. Garcia, Caliber Capital Management, LLC, Partner Medical Solutions, LLC, Richard T. Woods, and Caliber Partnership I, LLC
Case Number: 17-cv-00174 (United States District Court for the Central District of California)
Date Filed: February 1, 2017
Date of Qualifying Judgment/Order: February 8, 2017
03/31/2017 06/29/2017

2017-61
SEC v. Raymond H. Barton, William G. Goode, Mathew Charles Briggs, Kenneth Manzo, and Justin Sindelman
Case Number: 17-cv-00403 (United States District Court for the Eastern District of New York)
Date Filed: January 25, 2017
Date of Qualifying Judgment/Order: February 6, 2017
03/31/2017 06/29/2017

2017-60
SEC v. Jason Cope, Izak Zirk de Maison (F/K/A Izak Zirk Engelbrecht), Gregory Goldstein, Stephen Wilshinsky, Talman Harris, William Scholander, Jack Tagliaferro, Victor Alfaya, Justin Esposito, Kona Jones Barbera, Louis Mastromatteo, Angelique de Maison, Trish Malone, Kieran T. Kuhn, Peter Voutsas, Ronald Loshin, Gepco, Ltd., Sunatco Ltd., Suprafin Ltd., Worldbridge Partners, Traverse International, and Small Cap Resource Corp.
Case Number: 14-cv-07575 (United States District Court for the Southern District of New York)
Date Filed: September 18, 2014 (amended complaint filed June 15, 2015)
Date of Qualifying Judgment/Order: February 7, 2017
03/31/2017 06/29/2017

2017-59
SEC v. Robert Seibert, a.k.a. John Grey
Case Number: 15-cv-09331 (United States District Court for the Central District of California)
Date Filed: December 2, 2015
Date of Qualifying Judgment/Order: February 6, 2017
03/31/2017 06/29/2017

2017-58
SEC v. Bruce A. Cole
Case Number: 12-cv-08024 (United States District Court for the Central District of California)
Date Filed: September 18, 2012
Date of Qualifying Judgment/Order: February 10, 2017
03/31/2017 06/29/2017

2017-57
In the Matter of SLRA Inc. as successor entity to Liquid Realty Advisors III, LLC and Scott M. Landress
Administrative Proceeding File No.: 3-17826
Date Filed: February 7, 2017
Date of Qualifying Judgment/Order: February 7, 2017
03/31/2017 06/29/2017

2017-56
In the Matter of Morgan Stanley Smith Barney, LLC
Administrative Proceeding File No.: 3-17845
Date Filed: February 14, 2017
Date of Qualifying Judgment/Order: February 14, 2017
03/31/2017 06/29/2017

2017-55
In the Matter of Angel Oak Capital Partners, LLC, Peraza Capital & Investment, LLC, Sreeniwas Prabhu, and David W. Wells
Administrative Proceeding File No.: 3-17849
Date Filed: February 16, 2017
Date of Qualifying Judgment/Order: February 16, 2017
03/31/2017 06/29/2017

2017-54
In the Matter of Overseas Shipholding Group, Inc. and Myles Robert Itkin
Administrative Proceeding File No.: 3-17807
Date Filed: January 23, 2017
Date of Qualifying Judgment/Order: January 23,2017
03/31/2017 06/29/2017

2017-53
SEC v. Harrison Schumacher; Paul Mysyk; Quaneco, LLC; and Quantum Energy, LLC
Case Number: 15-cv-06388 (United States District Court for the Central District of California)
Date Filed: August 25, 2015
Date of Qualifying Judgment/Order: February 21, 2017
03/31/2017 06/29/2017

2017-52
In the Matter of Jay T. Comeaux
Administrative Proceeding File No.: 3-15002
Date Filed: August 31, 2012
Date of Qualifying Judgment/Order: February 17, 2017
03/31/2017 06/29/2017

2017-51
SEC v. Braskem S.A.
Case Number: 16-cv-02488 (United States District Court for the District of Columbia)
Date Filed: December 21, 2016
Date of Qualifying Judgment/Order: February 28, 2017
03/31/2017 06/29/2017

2017-50
SEC v. Brian S. Hudnall and JBH Consulting Group LLC
Case Number: 17-cv-00059 (United States District Court for the Western District of Missouri)
Date Filed: January, 27, 2017
Date of Qualifying Judgment/Order: February 9, 2017
03/31/2017 06/29/2017

2017-49
In the Matter of Thomas R. Stanley, II
Administrative Proceeding File No.: 3-17844
Date Filed: February 13, 2017
Date of Qualifying Judgment/Order: February 13, 2017
03/31/2017 06/29/2017